Patent Pending

The Law Offices of James L. Arrasmith

“Patent pending” is a term used to indicate that a patent application has been filed but provisional patent applications is still under review. It serves as a notice to the public that the invention is in the process of being examined for potential patent protection. While awaiting a decision on provisional patent application, inventors can use the “patent pending” label to showcase their innovation and stake their claim in the intellectual property landscape

What Does Patent Pending Mean?

Patent pending refers to the status of a patent application that has been filed with a patent office but is still awaiting a decision or examination.

It indicates that an inventor has applied for a patent to protect their invention, but the patent has not yet been granted or issued.

During the period when an application for provisional patent is pending, the inventor can use the term “patent pending” to notify others of their claim to the invention and potential future patent rights.

Requirements for a Patent Application to be “Patent Pending”

To have a patent application considered “patent pending,” certain requirements must be met. Here are the key factors:

  1. Filing the Application: The patent application must be filed with the appropriate patent office. This includes submitting the necessary forms, documentation, and fees required by the jurisdiction where the inventor seeks protection.
  2. Sufficient Content: The application must contain a detailed description of the invention, including its structure, function, and any unique aspects that make it novel and non-obvious. It should also include any necessary drawings or diagrams to support the invention’s understanding.
  3. Meeting Formal Requirements: The application must comply with the formal requirements set by the patent office, such as using the correct format, including necessary declarations or oaths, and providing all required information and supporting documents.
  4. Examination Stage: After filing, the patent application will undergo examination by the patent office. While the examination process differs by jurisdiction, it typically involves assessing the invention’s novelty, inventiveness, and compliance with patent laws and regulations.

It’s important to note that meeting these requirements does not guarantee that the application will result in a granted patent.

However, once the application has been filed and meets the necessary criteria, the patent has been granted and the inventor can use the term “patent pending” to indicate their intention to seek patent protection and notify others of their claim to the invention.

Patent Office

The term “patent office or utility patent” typically refers to the government agency responsible for granting and managing patents within a specific jurisdiction.

In the United States, the primary patent office is the United States Patent and Trademark Office (USPTO).

Other countries have their own patent offices, such as the European Patent Office (EPO) for European patent applications.

Patent offices play a crucial role in the patent system by examining patent applications, determining patentability, and granting patents to inventors.

They also maintain patent databases, see patent infringement, provide guidance on patent laws and regulations, and handle the administrative aspects of the patent process.

Why is Patent Pending Important?

The “patent pending” status is important for several reasons:

  1. Notice to the Public: Using the “patent pending” label on a product or invention provides notice to the public that the inventor has filed a patent application. It serves as a cautionary message to others that the inventor is seeking legal protection for their innovation.
  2. Deterrence: By marking a product or invention as “patent pending,” it may discourage potential infringers from copying or imitating the invention. It indicates that the inventor is actively pursuing patent rights and can potentially take legal action to protect their intellectual property.
  3. Preserving Rights: The “patent pending” status helps preserve the inventor’s rights during the patent application process. It establishes a priority date, which can be crucial in cases of patent disputes or conflicts with subsequent inventors or applicants.
  4. Marketing and Business Value: Displaying “patent pending” can generate interest and confidence among potential investors, partners, and customers. It signals that the product or invention has innovative qualities and may have a competitive advantage once patent protection is granted.
  5. Potential Licensing Opportunities: The “patent pending” status can attract potential licensees who are interested in commercializing the invention. It demonstrates that the invention has potential value and can open doors for licensing agreements or collaborations.

It’s important to note that while “patent pending” offers some benefits, it does not guarantee that a patent will be granted. However, it establishes a level of protection during the application patent filing process, and sets the groundwork for potential future patent rights.

Placement of a Patent Pending Notice

The “patent pending” notice should be placed on the product or invention itself, or on its packaging, in a visible and prominent location.

This placement ensures that it is easily noticed by potential infringers, competitors, and the general public.

The patent approval notice can be displayed using the words “patent pending” or the abbreviation “pat. pend.” accompanied by the patent application number, if no patent pending serial number is available.

It is important to consider the size, font, and legibility of the notice, ensuring that it is clear and easily readable. The notice should be placed in a location where it is unlikely to be removed, obscured, or damaged during the ordinary use of the similar or identical product itself.

By prominently displaying patent applied and the “patent pending” notice, inventors can alert others to their intent to seek patent protection and deter potential infringers.

However, it is crucial to consult with a patent attorney or intellectual property professional to ensure compliance with specific patent laws and patent and trademark office regulations in your jurisdiction, as requirements may vary.

Limitations of “Patent Pending” Notices and Lawsuits Based on Pending Patent Applications

“Patent pending” notices have limitations in terms of legal protection and potential lawsuits. While these notices can provide notice to the public about a pending patent application, they do not grant any legal rights or enforceable claims until the patent is actually granted.

Lawsuits based solely on pending patent applications are generally not possible since the patent rights for same product are not yet established.

It is important to wait for the provisional patent amount to be granted before pursuing legal action for infringement.

Reasons to Consider Not Using Patent Pending Status

There are a few reasons to consider not using the “patent pending” or phrase patent status:

  1. Early Disclosure: By labeling a product as “patent pending,” you are publicly disclosing your invention. This may invite competitors to analyze your idea, potentially leading to design-around solutions or even challenges to the patent application.
  2. Uncertain Outcome: The “patent pending” status does not guarantee that a patent will be granted. If the patent application is ultimately rejected, the use of the notice may create false expectations among customers or investors.
  3. Limited Legal Protection: While the notice can act as a deterrent, it does not provide the same level of legal protection as an issued patent. Infringement claims and legal actions based solely on pending applications are generally not feasible.
  4. Cost Considerations: The process of obtaining a patent can be time-consuming and expensive. If you decide not to pursue the patent, using the “patent pending” notice may be misleading and create unnecessary costs.
  5. Strategic Reasons: In some cases, keeping the details of your invention confidential until the patent is granted might be a strategic choice, especially if you believe it is difficult to reverse-engineer or if you have other means of protecting your intellectual property.

Ultimately, the decision to use or not use the “patent pending” notice should be based on careful consideration of the potential risks and benefits. A consultation with a patent attorney or intellectual property professional to determine the best course of action for your specific circumstances.

How to Mark an Invention as “Patent Pending”

To mark an invention or approved patent as “patent pending”:

  1. File a patent application.
  2. Once filed, display “patent pending” on the product or its packaging.
  3. Clearly and prominently show the notice.
  4. Include “patent pending” or “pat. pend.” and the filing date or application number.
  5. Consult with a patent attorney for guidance and compliance with regulations.

How does patent pending protect you?

“Patent pending” provides some level of protection by signaling that a patent application has been filed. It puts others on notice that you are seeking patent rights for your invention.

While it does not grant enforceable rights, it may deter potential infringers and establish a priority date for your invention.

However, the full legal protection comes into effect once the provisional patent application is granted.

When Not to Mark as “Patent Pending”

You may choose not to mark as “patent pending” when the invention’s details are best kept confidential, the patent application has not yet been filed, or if the cost of pursuing a patent does not align with the potential benefits.

Consulting with a patent attorney can help determine the most appropriate course of action based on your specific circumstances.

Are competitors liable for patent pending infringement?

Competitors can be held liable for patent infringement, whether the invention is marked as “patent pending” or not.

However, it is important to note that the “patent pending” status does not grant enforceable rights or provide a basis for a lawsuit. It simply serves as a notice that a patent application has been filed.

To pursue a patent infringement claim, a granted patent is typically required. Once the patent is granted, the patent holder can seek legal remedies against competitors who are found to be infringing on the patented invention.

How to File for Patent Pending Status


To obtain “patent pending” status for your invention, follow these steps:

  1. Document Your Invention: Prepare a detailed and accurate description of your invention, including drawings or diagrams if necessary. Ensure you have all the relevant information about its functionality, design, and unique aspects.
  2. Conduct a Patent Search: Conduct a thorough search to determine if your invention is novel and non-obvious. This will help you assess the chances of obtaining a patent and identify any existing similar inventions or prior art that could affect your application.
  3. Prepare the Patent Application: Draft a patent application that includes a written description, claims defining the scope of your invention, and any supporting drawings or diagrams. You may seek assistance from a patent attorney or utilize online resources for guidance on preparing a strong application.
  4. File the Patent Application: Submit your completed patent application to the appropriate patent office, such as the United States Patent and Trademark Office (USPTO) in the United States. Ensure you follow the specific filing requirements and pay the necessary fees.
  5. Await Examination: After filing, your application will enter the examination process. The patent office will review your application to determine if your invention meets the requirements for patentability. This includes assessing its novelty, non-obviousness, and usefulness.
  6. Display “Patent Pending”: Once your patent application is filed, you can label your invention or its packaging with “patent pending” to inform others that you have initiated the patent process. This serves as notice that you are seeking legal protection for your invention.

It’s important to note that the “patent pending” status does not grant enforceable rights, but it provides notice to others that you have taken steps to protect your invention.

What is Patent Infringement?

Patent infringement occurs when someone makes, uses, sells, or imports a product or process that falls within the scope of a valid and enforceable patent without the permission or authorization of the patent owner. It involves the unauthorized exploitation of an invention that is protected by a granted patent.

To establish patent infringement, certain elements must be proven, such as the existence and validity of the patent, the scope of the patent claims, and the alleged infringing activity. If these elements are satisfied, the patent owner may pursue legal action to seek remedies and enforce their patent rights.

Infringement can result in various consequences, including court injunctions to stop the infringing activity, monetary damages to compensate the patent owner for losses suffered, and potentially even the awarding of attorneys’ fees and treble damages in some cases.

It is important to consult with a patent attorney or intellectual property professional to fully understand the intricacies of patent infringement and to receive appropriate guidance when dealing with potential infringement and patent issues.

How Much Does it Cost to Get Patent Pending Status?

The cost to obtain “patent pending” status typically includes fees associated with filing a patent application. These costs can vary depending on factors such as the complexity of the invention, the type of patent being sought, and the jurisdiction in which the application is filed.

In the United States, for example, filing a provisional patent application can cost several hundred to a few thousand dollars, while filing a non-provisional utility patent application can range from a few thousand to several tens of thousands of dollars, considering attorney fees, drafting costs, and government filing fees.

It’s important to note that these are general cost ranges, and the actual expenses can vary based on the specifics of your invention and the services you require. Consulting with a patent attorney is highly recommended to get a more accurate cost estimate tailored to your situation and to ensure compliance with patent laws and regulations.

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